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Overview
Prevent Oversights and Foster Compliant Corporate Culture
Build an actionable framework for developing and implementing an effective corporate compliance checklist! In this practical legal briefing, attorney speakers will outline key elements of a robust compliance program and share how to translate legal and regulatory requirements into manageable checklist items. Explore best practices for customization, implementation, and ongoing maintenance of a compliance list to mitigate risk and foster an accountable corporate culture. Register today!
- Identify key areas of corporate legal risk.
- Outline the core components of an effective corporate compliance program.
- Customize compliance checklists to the unique demands of the client's business.
- Learn how compliance checklists are to be implemented and monitored.
Abbreviated Agenda
- Core Areas of Corporate Legal Risk
- Elements of an Effective Compliance Program (and Checklist Mapping)
- Building the Compliance Checklist
- Implementing Tailored Legal Compliance Checklists
- Ongoing Legal Review and Maintenance
Credit Details
Credits Available
| Credit | Status | Total | Until |
|---|---|---|---|
| California MCLE Paralegal |
|
1.5 Total | 10-10-2027 |
| Alaska CLE |
|
1.5 Total | 10-10-2027 |
| Arkansas CLE |
|
1.5 Total | 06-30-2026 |
| Arizona CLE |
|
1.5 Total | 10-10-2027 |
| California CLE |
|
1.5 Total | 10-10-2027 |
| Colorado CLE |
|
2 Total | 12-31-2027 |
| Connecticut CLE |
|
1.5 Total | 10-10-2027 |
| Delaware CLE |
|
1.5 Total | 10-10-2027 |
| Florida CLE |
|
2 Total | 04-30-2027 |
| Georgia CLE |
|
1.5 Total | 12-31-2026 |
| Hawaii CLE |
|
1.5 Total | 10-10-2027 |
| Iowa CLE |
|
1.5 Total | 10-10-2026 |
| Idaho CLE |
|
1.5 Total | 10-10-2030 |
| Illinois CLE |
|
1.5 Total | 10-09-2027 |
| Indiana CLE |
|
1.5 Total | 10-10-2026 |
| Kansas CLE |
|
1.5 Total | 10-09-2026 |
| Kentucky CLE |
|
1.5 Total | 06-30-2026 |
| Louisiana CLE |
|
1.5 Total | 10-10-2026 |
| Maine CLE |
|
1.5 Total | 10-09-2027 |
| Minnesota CLE |
|
1.5 Total | 10-10-2027 |
| Missouri CLE |
|
1.8 Total | 10-10-2027 |
| Northern Mariana Islands CLE |
|
1.5 Total | 10-10-2027 |
| Mississippi CLE |
|
1.5 Total | 07-31-2026 |
| Montana CLE |
|
1.5 Total | 10-10-2028 |
| North Dakota CLE |
|
1.5 Total | 10-10-2028 |
| Nebraska CLE |
|
1.5 Total | 10-10-2027 |
| New Hampshire CLE |
|
1.5 Total | 10-10-2028 |
| New Jersey CLE |
|
1.8 Total | 07-24-2026 |
| New Mexico CLE |
|
1.5 Total | 10-10-2027 |
| Nevada CLE |
|
1.5 Total | 10-10-2028 |
| New York CLE |
|
1.5 Total | 10-10-2028 |
| Oklahoma CLE |
|
2 Total | 10-10-2027 |
| Oregon CLE |
|
1.5 Total | 10-10-2028 |
| Pennsylvania CLE |
|
1.5 Total | 10-10-2027 |
| Rhode Island CLE |
|
1.5 Total | 06-30-2026 |
| Tennessee CLE |
|
1.5 Total | 10-09-2027 |
| Texas CLE |
|
1.5 Total | 09-10-2026 |
| Vermont CLE |
|
1.5 Total | 10-10-2027 |
| Washington CLE |
|
1.5 Total | 10-09-2030 |
| Wisconsin CLE |
|
1.5 Total | 12-31-2026 |
| West Virginia CLE |
|
1.8 Total | 10-10-2027 |
| Wyoming CLE |
|
1.5 Total | 07-30-2026 |
| Delaware Certified Paralegal Program |
|
1.5 Total | 10-10-2026 |
| Florida Registered Paralegal |
|
1.5 Total | 04-30-2027 |
| Indiana Paralegal CLE |
|
1.5 Total | 10-10-2026 |
| New Mexico Paralegal Division, State Bar of |
|
1.5 Total | 10-10-2027 |
| Ohio Certified Paralegals |
|
1.5 Total | 10-10-2026 |
| NFPA |
|
0 Total | 10-10-2026 |
| Texas State Bar of Paralegal Division |
|
1.5 Total | 10-10-2027 |
Select Jurisdiction
CLE
Paralegal
Agenda
-
A Quick Corporate Compliance Checklist
- Core Areas of Corporate Legal Risk
- Elements of an Effective Compliance Program (and Checklist Mapping)
- Building the Compliance Checklist
- Implementing Tailored Legal Compliance Checklists
- Ongoing Legal Review and Maintenance
Who Should Attend
This practical briefing is designed for attorneys. Corporate compliance officers, business leaders, and paralegals will also benefit.
Speakers
Speaker bio
Jeffrey D. Cunningham
is a partner in the Atlanta office Bradley Arant Boult Cummings, where he practices in the areas of mergers and acquisitions, emerging business, and corporate counsel services practice groups. Mr. Cunningham serves as outside general counsel to many growth-phase mid-sized businesses, and concentrates his practice in mergers and acquisitions, commercial transactions, and business advisory matters. He counsels clients from entrepreneurs and start-ups, to large privately held companies through each phase business; choice of entity, business plan development, capital raising, equity and ownership agreements, commercial transactions, and exit strategies. Mr. Cunningham also represents clients in mergers and acquisitions, both buy-side and sell-side, as well as joint ventures and significant financing transactions. He develops strategies on both business and legal aspects of marketing, sales, negotiating transactions and relationships, and corporate governance. Mr. Cunningham advises clients on commercial financing matters and negotiates acquisition financing, private debt and equity financing, and venture capital. He also works with clients across many industries including manufacturing, distribution, business and professional services, staffing, residential and commercial construction, and distribution. In addition to business and transaction counseling, he utilizes his background in federal, state and local taxation, gained while working in two of the Big Four accounting firms to provide advice on effective tax rate minimization, tax compliance, and tax optimized structuring. Mr. Cunningham earned his B.S. degree in economics from Vanderbilt University, his M.B.A. degree from Georgia State University Robinson College of Business and his J.D. degree from Georgia State University College of Law.
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