Business & Securities Law

4.62

A Quick Corporate Compliance Checklist

Credits Available
Credit Status Total
California MCLE Paralegal Approved 1.5 Total
Alaska CLE Reciprocity 1.5 Total
Arkansas CLE Approved 1.5 Total
Arizona CLE Approved 1.5 Total
California CLE Approved 1.5 Total
Colorado CLE Approved 2 Total
Connecticut CLE Approved 1.5 Total
Delaware CLE Approved 1.5 Total
Florida CLE Approved 2 Total
Georgia CLE Approved 1.5 Total
Hawaii CLE Approved 1.5 Total
Iowa CLE Approved 1.5 Total
Idaho CLE Approved 1.5 Total
Illinois CLE Approved 1.5 Total
Indiana CLE Approved 1.5 Total
Kansas CLE Approved 1.5 Total
Kentucky CLE Upon Request 1.5 Total
Louisiana CLE Approved 1.5 Total
Maine CLE Approved 1.5 Total
Minnesota CLE Approved 1.5 Total
Missouri CLE Approved 1.8 Total
Northern Mariana Islands CLE Approved 1.5 Total
Mississippi CLE Approved 1.5 Total
Montana CLE Upon Request 1.5 Total
North Dakota CLE Approved 1.5 Total
Nebraska CLE Approved 1.5 Total
New Hampshire CLE Approved 1.5 Total
New Jersey CLE Approved 1.8 Total
New Mexico CLE Approved 1.5 Total
Nevada CLE Approved 1.5 Total
New York CLE Approved 1.5 Total
Oklahoma CLE Approved 2 Total
Oregon CLE Upon Request 1.5 Total
Pennsylvania CLE Approved 1.5 Total
Rhode Island CLE Upon Request 1.5 Total
Tennessee CLE Approved 1.5 Total
Texas CLE Approved 1.5 Total
Vermont CLE Approved 1.5 Total
Washington CLE Approved 1.5 Total
Wisconsin CLE Approved 1.5 Total
West Virginia CLE Approved 1.8 Total
Wyoming CLE Approved 1.5 Total
Delaware Certified Paralegal Program Approved 1.5 Total
Florida Registered Paralegal Approved 1.5 Total
Indiana Paralegal CLE Approved 1.5 Total
New Mexico Paralegal Division, State Bar of Approved 1.5 Total
Ohio Certified Paralegals Approved 1.5 Total
NFPA Approved 0 Total
Texas State Bar of Paralegal Division Approved 1.5 Total
OnDemand
1 hours 27 minutes
Jeffrey Cunningham
With Jeffrey D. Cunningham from Bradley Arant Boult Cummings
Recorded October 10, 2025.
Product ID 101112

Buy This Course

Course Includes
$229

OnDemand Video

Video Download

Course Book Download

Overview

Prevent Oversights and Foster Compliant Corporate Culture

Build an actionable framework for developing and implementing an effective corporate compliance checklist! In this practical legal briefing, attorney speakers will outline key elements of a robust compliance program and share how to translate legal and regulatory requirements into manageable checklist items. Explore best practices for customization, implementation, and ongoing maintenance of a compliance list to mitigate risk and foster an accountable corporate culture. Register today!

  • Identify key areas of corporate legal risk.
  • Outline the core components of an effective corporate compliance program.
  • Customize compliance checklists to the unique demands of the client's business.
  • Learn how compliance checklists are to be implemented and monitored.

Abbreviated Agenda

  1. Core Areas of Corporate Legal Risk
  2. Elements of an Effective Compliance Program (and Checklist Mapping)
  3. Building the Compliance Checklist
  4. Implementing Tailored Legal Compliance Checklists
  5. Ongoing Legal Review and Maintenance
Product ID 101112

Credit Details

Credits Available
Credit Status Total
California MCLE Paralegal Approved 1.5 Total
Alaska CLE Reciprocity 1.5 Total
Arkansas CLE Approved 1.5 Total
Arizona CLE Approved 1.5 Total
California CLE Approved 1.5 Total
Colorado CLE Approved 2 Total
Connecticut CLE Approved 1.5 Total
Delaware CLE Approved 1.5 Total
Florida CLE Approved 2 Total
Georgia CLE Approved 1.5 Total
Hawaii CLE Approved 1.5 Total
Iowa CLE Approved 1.5 Total
Idaho CLE Approved 1.5 Total
Illinois CLE Approved 1.5 Total
Indiana CLE Approved 1.5 Total
Kansas CLE Approved 1.5 Total
Kentucky CLE Upon Request 1.5 Total
Louisiana CLE Approved 1.5 Total
Maine CLE Approved 1.5 Total
Minnesota CLE Approved 1.5 Total
Missouri CLE Approved 1.8 Total
Northern Mariana Islands CLE Approved 1.5 Total
Mississippi CLE Approved 1.5 Total
Montana CLE Upon Request 1.5 Total
North Dakota CLE Approved 1.5 Total
Nebraska CLE Approved 1.5 Total
New Hampshire CLE Approved 1.5 Total
New Jersey CLE Approved 1.8 Total
New Mexico CLE Approved 1.5 Total
Nevada CLE Approved 1.5 Total
New York CLE Approved 1.5 Total
Oklahoma CLE Approved 2 Total
Oregon CLE Upon Request 1.5 Total
Pennsylvania CLE Approved 1.5 Total
Rhode Island CLE Upon Request 1.5 Total
Tennessee CLE Approved 1.5 Total
Texas CLE Approved 1.5 Total
Vermont CLE Approved 1.5 Total
Washington CLE Approved 1.5 Total
Wisconsin CLE Approved 1.5 Total
West Virginia CLE Approved 1.8 Total
Wyoming CLE Approved 1.5 Total
Delaware Certified Paralegal Program Approved 1.5 Total
Florida Registered Paralegal Approved 1.5 Total
Indiana Paralegal CLE Approved 1.5 Total
New Mexico Paralegal Division, State Bar of Approved 1.5 Total
Ohio Certified Paralegals Approved 1.5 Total
NFPA Approved 0 Total
Texas State Bar of Paralegal Division Approved 1.5 Total
Select Jurisdiction
CLE
Paralegal

Agenda

All times are shown in
  1. A Quick Corporate Compliance Checklist

    1. Core Areas of Corporate Legal Risk
    2. Elements of an Effective Compliance Program (and Checklist Mapping)
    3. Building the Compliance Checklist
    4. Implementing Tailored Legal Compliance Checklists
    5. Ongoing Legal Review and Maintenance

Who Should Attend

This practical briefing is designed for attorneys. Corporate compliance officers, business leaders, and paralegals will also benefit.

Speakers

Jeffrey D Cunningham
Jeffrey D.
Cunningham
Bradley Arant Boult Cummings
Speaker bio
Jeffrey D Cunningham

Jeffrey D. Cunningham

Bradley Arant Boult Cummings
Jeffrey Cunningham

is a partner in the Atlanta office Bradley Arant Boult Cummings, where he practices in the areas of mergers and acquisitions, emerging business, and corporate counsel services practice groups. Mr. Cunningham serves as outside general counsel to many growth-phase mid-sized businesses, and concentrates his practice in mergers and acquisitions, commercial transactions, and business advisory matters. He counsels clients from entrepreneurs and start-ups, to large privately held companies through each phase business; choice of entity, business plan development, capital raising, equity and ownership agreements, commercial transactions, and exit strategies. Mr. Cunningham also represents clients in mergers and acquisitions, both buy-side and sell-side, as well as joint ventures and significant financing transactions. He develops strategies on both business and legal aspects of marketing, sales, negotiating transactions and relationships, and corporate governance. Mr. Cunningham advises clients on commercial financing matters and negotiates acquisition financing, private debt and equity financing, and venture capital. He also works with clients across many industries including manufacturing, distribution, business and professional services, staffing, residential and commercial construction, and distribution. In addition to business and transaction counseling, he utilizes his background in federal, state and local taxation, gained while working in two of the Big Four accounting firms to provide advice on effective tax rate minimization, tax compliance, and tax optimized structuring. Mr. Cunningham earned his B.S. degree in economics from Vanderbilt University, his M.B.A. degree from Georgia State University Robinson College of Business and his J.D. degree from Georgia State University College of Law.

Loading recommendations...

TOP FAQs

How do I access my courses?
Courses are available within your account. Simply login to your account and click on My Courses. If you require additional assistance please call our Customer Service Department at 800-930-6182.
Do you have options for attendees who are deaf or hard of hearing?
Closed captioning is available for all Live Webinars. After you've joined the event room, you can enable closed captioning by clicking the "cc" button in the lower right of the player.
What happens if my course is cancelled?
In the unlikely event that NBI cancels or reschedules an upcoming program, each registered attendee will be contacted via email by a representative of NBI. Outreach to attendees begins as soon as NBI is made aware that a program will not move forward at its originally scheduled date and time.
Are multiple attendee discounts available?
Yes, the more people you bring from your organization, the more you save. After the first registration, each additional attendee receives a special discount off of their total tuition.
When will the OnDemand be available and how long will I have access to the content?
The OnDemand Video will be available to stream within 14 days of live broadcast date. You will have access to the content for 6 months in your account. If you’re a subscriber, you’ll have access to your course recordings until 7 days after the expiration date of the subscription.
What is included with my course purchase?
When you enroll prior to the live event date you will receive access to the live-streaming webinar which will allow you to interact with faculty in real-time. With each course, you will receive access to the content via OnDemand Streaming and the Video Download. Course reference materials are included with each course purchase in a downloadable PDF format.
Will I receive a certificate of completion?
Yes, we'll email you a certificate of completion and store in your account for any future reporting needs.
Can multiple people watch courses and request credit?
While only paid registrants can receive continuing education credit for attending, there are no limitations to the number of viewers at each connection.

Have more questions? Please Contact Us