Business & Securities Law

Live Online

Entity Compliance for Law Firms

Credits Available
Credit Status Total
Alaska CLE Reciprocity 3 Total
Alabama CLE Approved 3 Total
Arkansas CLE Approved 3 Total
Arizona CLE Approved 3 Total
California CLE Approved 3 Total
Colorado CLE Approved 4 Total
Connecticut CLE Approved 3 Total
Delaware CLE Pending 3 Total
Florida CLE Approved 3.5 Total
Georgia CLE Approved 3 Total
Hawaii CLE Approved 3 Total
Iowa CLE Pending 3 Total
Idaho CLE Pending 3 Total
Illinois CLE Approved 3 Total
Indiana CLE Approved 3 Total
Kansas CLE Upon Request 3.5 Total
Kentucky CLE Pending 3 Total
Louisiana CLE Approved 3 Total
Maine CLE Approved 3 Total
Minnesota CLE Pending 3 Total
Missouri CLE Approved 3.6 Total
Northern Mariana Islands CLE Approved 3 Total
Montana CLE Pending 3 Total
North Carolina CLE Approved 3 Total
North Dakota CLE Approved 3 Total
Nebraska CLE Approved 3 Total
New Hampshire CLE Approved 3 Total
New Jersey CLE Approved 3.6 Total
New Mexico CLE Approved 3 Total
Nevada CLE Approved 3 Total
New York CLE Approved 3.5 Total
Ohio CLE Pending 3 Total
Oklahoma CLE Approved 3.5 Total
Pennsylvania CLE Approved 3 Total
Rhode Island CLE Upon Request 3.5 Total
South Carolina CLE Approved 3 Total
Tennessee CLE Approved 3 Total
Texas CLE Approved 3 Total
Utah CLE Approved 3 Total
Virginia CLE Pending 3 Total
Vermont CLE Approved 3 Total
Washington CLE Approved 3 Total
Wisconsin CLE Approved 3.5 Total
West Virginia CLE Approved 3.6 Total
Wyoming CLE Approved 3 Total
Live Online
3 hours
Travis Crabtree
With Travis Crabtree from 360 Legal

Thu, Oct 29, 00:00 AM – 00:00 PM

Product ID 102926

Register For Course

Course Includes
$299

Live Webinar Registration

OnDemand Recording

Course Book Download

OnDemand content will be available within 7 days of event date.

Overview

Managing Client Obligations at Scale

Law firms managing multiple client entities face a growing and largely invisible liability risk: entity compliance. Registered agent lapses, missed foreign qualification deadlines, and overdue annual reports can expose clients and their attorneys to real consequences, from monetary penalties to loss of good standing to inability to enforce contracts.

This course gives practicing attorneys a practical framework for identifying compliance obligations, understanding state-by-state requirements, and structuring firm workflows to ensure nothing falls through the cracks. Attendees will leave with actionable checklists, engagement letter language, and a clear picture of how to manage compliance at scale, whether in-house or through a dedicated vendor. Register today!

Abbreviated Agenda

  1. Compliance Landscape Overview
  2. What Is Entity Compliance? (RA, FQ, Annual Reports)
  3. State-Specific Landmines Attorneys May Not Know
  4. Common Failure Modes and Malpractice Risk
  5. Managing Compliance at Scale for Client Portfolios
  6. Remote Work & Expansion: When Growth Triggers New Obligations
  7. Operationalizing Compliance: Tools & Workflow
  8. Practical Scenario Walkthroughs, Resources, and Next Steps

Can't Attend Live?

Get the OnDemand Instead

Watch the recording of this event on your own schedule. We'll notify you when its ready.

Related Topics

Product ID 102926

Credit Details

Credits Available
Credit Status Total
Alaska CLE Reciprocity 3 Total
Alabama CLE Approved 3 Total
Arkansas CLE Approved 3 Total
Arizona CLE Approved 3 Total
California CLE Approved 3 Total
Colorado CLE Approved 4 Total
Connecticut CLE Approved 3 Total
Delaware CLE Pending 3 Total
Florida CLE Approved 3.5 Total
Georgia CLE Approved 3 Total
Hawaii CLE Approved 3 Total
Iowa CLE Pending 3 Total
Idaho CLE Pending 3 Total
Illinois CLE Approved 3 Total
Indiana CLE Approved 3 Total
Kansas CLE Upon Request 3.5 Total
Kentucky CLE Pending 3 Total
Louisiana CLE Approved 3 Total
Maine CLE Approved 3 Total
Minnesota CLE Pending 3 Total
Missouri CLE Approved 3.6 Total
Northern Mariana Islands CLE Approved 3 Total
Montana CLE Pending 3 Total
North Carolina CLE Approved 3 Total
North Dakota CLE Approved 3 Total
Nebraska CLE Approved 3 Total
New Hampshire CLE Approved 3 Total
New Jersey CLE Approved 3.6 Total
New Mexico CLE Approved 3 Total
Nevada CLE Approved 3 Total
New York CLE Approved 3.5 Total
Ohio CLE Pending 3 Total
Oklahoma CLE Approved 3.5 Total
Pennsylvania CLE Approved 3 Total
Rhode Island CLE Upon Request 3.5 Total
South Carolina CLE Approved 3 Total
Tennessee CLE Approved 3 Total
Texas CLE Approved 3 Total
Utah CLE Approved 3 Total
Virginia CLE Pending 3 Total
Vermont CLE Approved 3 Total
Washington CLE Approved 3 Total
Wisconsin CLE Approved 3.5 Total
West Virginia CLE Approved 3.6 Total
Wyoming CLE Approved 3 Total
Select Jurisdiction
CLE

Agenda

All times are shown in

  1. Compliance Landscape Overview

    1. Why Entity Compliance Has Become a Growing Liability Area for Law Firms
    2. The Hidden Cost of Treating Compliance as 'Someone Else's Job'
    3. Overview of Presenter Background and Quoin Compliance

  2. What Is Entity Compliance? (RA, FQ, Annual Reports)

    1. Registered Agent Requirements: Who, What, When
    2. Foreign Qualification: Triggers, Deadlines, Consequences
    3. Annual Reports and State-Specific Variations
    4. Certificate of Good Standing: When Clients Need It
    5. Maintaining the Corporate Veil: Why Compliance Failures Pierce It

  3. State-Specific Landmines Attorneys May Not Know

    1. Common Traps in High-Volume States: California, Delaware, New York, Texas
    2. Overlooked Deadlines and Surprise Filing Requirements
    3. Multi-State Portfolios: Where Compliance Gaps Hide

  4. Common Failure Modes and Malpractice Risk

    1. Real Consequences: Penalties, Dissolution, Inability to Enforce Contracts
    2. When Does the Attorney Have Exposure?
    3. Engagement Letter Language That Protects the Firm
    4. Case Studies: What Went Wrong and Why

  5. Managing Compliance at Scale for Client Portfolios

    1. How Large Firms Handle Multi-Entity Client Portfolios Today
    2. The Gap Between What Legacy Vendors Promise and What Clients Get
    3. Building an Internal Compliance Workflow

  6. Remote Work & Expansion: When Growth Triggers New Obligations

    1. New State Nexus Triggered by Remote Employees: Registration and License Traps
    2. When Growth, M&A, or Spin-Offs Trigger New Filing Obligations
    3. Business License and Tax Registration Changes From Structural Moves
    4. Practical Checklist for Companies Expanding Into New States

  7. Operationalizing Compliance: Tools & Workflow

    1. What to Look for in a Compliance Vendor
    2. Integration Into Firm Workflows: Who Owns Compliance?
    3. Paralegals and Legal Ops as the Compliance Layer

  8. Practical Scenario Walkthroughs, Resources, and Next Steps

Who Should Attend

This legal course will benefit:

  • Corporate, M&A, real estate, and business law attorneys
  • Paralegals and legal operations professionals at mid-to-large firms
  • Attorneys at multi-practice firms managing entity-heavy client portfolios
  • Firm administrators evaluating compliance vendor relationships

Speakers

Travis Crabtree
Travis
Crabtree
360 Legal
Speaker bio
Travis Crabtree

Travis Crabtree

360 Legal
Travis Crabtree

is an attorney and operator who has spent his career at the intersection of law, technology, and high-volume corporate compliance. He is the EVP, co-founder, and counsel of 360 Legal which houses a number of brands including Swyft Filings, one of the country's largest online business formation and compliance platforms. Mr. Crabtree oversees legal, compliance and overall operations for 360 Legal. As one of the original founders, he helped scaled 360 Legal from roughly ten employees and $500,000 in revenue to 100 employees and $75 million, growth that put him on the front lines of delivering legal and compliance services at scale. Before moving in-house, Mr. Crabtree practiced media, technology, and commercial litigation at Gray Reed & McGraw, advising startups and creative-sector clients on brand management and risk mitigation. He authored the eMedia Law Insider blog and taught media law as an adjunct professor at the University of Houston-Clear Lake. Mr. Crabtree earned his J.D. degree from the University of Houston Law Center and his Bachelor of Journalism degree from the University of Missouri.

 

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In the unlikely event that NBI cancels or reschedules an upcoming program, each registered attendee will be contacted via email by a representative of NBI. Outreach to attendees begins as soon as NBI is made aware that a program will not move forward at its originally scheduled date and time.
Are multiple attendee discounts available?
Yes, the more people you bring from your organization, the more you save. After the first registration, each additional attendee receives a special discount off of their total tuition.
When will the OnDemand be available and how long will I have access to the content?
The OnDemand Video will be available to stream within 7 days of live broadcast date. You will have access to the content for 6 months in your account. If you’re a subscriber, you’ll have access to your course recordings until 7 days after the expiration date of the subscription.
What is included with my course purchase?
When you enroll prior to the live event date you will receive access to the live-streaming webinar which will allow you to interact with faculty in real-time. With each course, you will receive access to the content via OnDemand Streaming and the Video Download. Course reference materials are included with each course purchase in a downloadable PDF format.
Will I receive a certificate of completion?
Yes, we'll email you a certificate of completion and store in your account for any future reporting needs.
Can multiple people watch courses and request credit?
While only paid registrants can receive continuing education credit for attending, there are no limitations to the number of viewers at each connection.

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