Elizabeth Prout Lefler

Elizabeth Prout Lefler

MYC Educational Foundation
Duck Key, FL
Childrens LawBusiness LawFamily LawFinance & Securities LawNonprofit Law

Elizabeth Prout Lefler is an independent compliance consultant and attorney. She serves on two Boards of Directors (one as chair), and is an owner of a product development company. Ms. Lefler served for 13 years as managing director, compliance for global investment banks, and ultimately as chief compliance & AML Officer of KeyBanc Capital Markets. Previously, she held positions as senior counsel with the U.S. SEC, legal advisor to Commissioner Isaac C. Hunt, and associate with Morgan Lewis & Bockius. Ms. Lefler has served as chair of FINRA's Market Regulation Committee, as FINRA Panelist (i.e., judge) in enforcement actions, and as an expert witness on securities legal matters. Ms. Lefler earned her J.D. degree from George Mason University School of Law and her B.A. degree from Bates College. She is licensed to practice law in Florida and Virginia. Ms. Lefler has held various financial licenses, including NYSE Series 14 (chief compliance officer), FINRA (supervisory principal), and deemed "Fit & Proper" to serve as chief compliance & AML officer of an Irish Bank. Ms. Lefler is also a Certified U.S. Sailing Judge.

Elizabeth Prout Lefler's Courses

  • Advanced Business Formation and Planning Tactics

    Business & Securities Law

    Credits Available
    Credit Status Total
    Alaska CLE Reciprocity 6 Total
    Alabama CLE Approved 6 Total
    Arkansas CLE Approved 6 Total
    Arizona CLE Approved 6 Total
    California CLE Approved 6 Total
    Colorado CLE Approved 7 Total
    Connecticut CLE Approved 6 Total
    Delaware CLE Approved 6 Total
    Florida CLE Approved 7 Total
    Georgia CLE Approved 6 Total
    Hawaii CLE Approved 6 Total
    Iowa CLE Approved 6 Total
    Illinois CLE Approved 6 Total
    Indiana CLE Approved 6 Total
    Kansas CLE Approved 7 Total
    Kentucky CLE Approved 6 Total
    Maine CLE Approved 6 Total
    Minnesota CLE Approved 6 Total
    Missouri CLE Approved 6 Total
    Northern Mariana Islands CLE Approved 6 Total
    Mississippi CLE Approved 6 Total
    Montana CLE Approved 6 Total
    North Carolina CLE Approved 6 Total
    North Dakota CLE Approved 6 Total
    Nebraska CLE Approved 6 Total
    New Hampshire CLE Approved 6 Total
    New Jersey CLE Approved 7.2 Total
    New Mexico CLE Approved 6 Total
    Nevada CLE Approved 6 Total
    New York CLE Approved 7 Total
    Ohio CLE Approved 6 Total
    Oklahoma CLE Approved 7 Total
    Pennsylvania CLE Approved 6 Total
    Rhode Island CLE Upon Request 6 Total
    Tennessee CLE Approved 6 Total
    Texas CLE Approved 6 Total
    Utah CLE Approved 6 Total
    Virginia CLE Approved 6 Total
    Vermont CLE Approved 6 Total
    Washington CLE Approved 6 Total
    Wisconsin CLE Approved 7 Total
    West Virginia CLE Approved 7.2 Total
    Wyoming CLE Approved 6 Total
    OnDemand
    6 Pennsylvania CLE
  • Google AI Tools for Legal Practice: With Live Demos and Practical Workflows

    Generative AI

    Credits Available
    Credit Status Total
    California MCLE Paralegal Approved 3 Total
    Alaska CLE Reciprocity 3 Total
    Alabama CLE Approved 3 Total
    Arkansas CLE Approved 3 Total
    Arizona CLE Approved 3 Total
    California CLE Approved 3 Total
    Colorado CLE Approved 4 Total
    Connecticut CLE Approved 3 Total
    Delaware CLE Approved 3 Total
    Florida CLE Approved 3.5 Total
    Georgia CLE Approved 3 Total
    Hawaii CLE Approved 3 Total
    Iowa CLE Approved 3 Total
    Idaho CLE Pending 3 Total
    Illinois CLE Approved 3 Total
    Indiana CLE Approved 3 Total
    Kansas CLE Approved 3.5 Total
    Kentucky CLE Approved 3 Total
    Louisiana CLE Approved 3 Total
    Maine CLE Approved 3 Total
    Minnesota CLE Approved 3 Total
    Missouri CLE Approved 3.6 Total
    Northern Mariana Islands CLE Approved 3 Total
    Mississippi CLE Approved 3 Total
    Montana CLE Pending 3 Total
    North Carolina CLE Approved 3 Total
    North Dakota CLE Approved 3 Total
    Nebraska CLE Approved 3 Total
    New Hampshire CLE Approved 3 Total
    New Jersey CLE Approved 3.6 Total
    New Mexico CLE Approved 3 Total
    Nevada CLE Approved 3 Total
    New York CLE Approved 3.5 Total
    Ohio CLE Approved 3 Total
    Oklahoma CLE Approved 3.5 Total
    Oregon CLE Approved 3 Total
    Pennsylvania CLE Approved 3 Total
    Rhode Island CLE Approved 3.5 Total
    South Carolina CLE Approved 3 Total
    Tennessee CLE Approved 3 Total
    Utah CLE Approved 3 Total
    Virginia CLE Approved 3 Total
    Vermont CLE Approved 3 Total
    Washington CLE Approved 3 Total
    Wisconsin CLE Approved 3.5 Total
    West Virginia CLE Approved 3.6 Total
    Wyoming CLE Approved 3 Total
    Delaware Certified Paralegal Program Approved 3 Total
    Florida Registered Paralegal Approved 3.5 Total
    Indiana Paralegal CLE Approved 3 Total
    Montana CLE Credit for Paralegals Approved 3 Total
    North Carolina Continuing Paralegal Education Approved 3 Total
    New Mexico Paralegal Division, State Bar of Approved 3 Total
    Ohio Certified Paralegals Approved 3 Total
    NFPA Approved 0 Total
    Texas State Bar of Paralegal Division Approved 3 Total
    Live Online
    3 Pennsylvania CLE
  • 20 Simple Anti-Bias Tips and Reminders for Your Daily Practice

    Ethics & Specialty Credits

    Credits Available
    Credit Status Total
    Alaska CLE Reciprocity 2 Total
    Alabama CLE Approved 2 Total
    Arkansas CLE Approved 2 Total
    Arizona CLE Approved 2 Total
    California CLE Approved 2 Total
    Colorado CLE Approved 2 Total
    Connecticut CLE Approved 2 Total
    Delaware CLE Approved 2 Total
    Florida CLE Approved 2.5 Total
    Georgia CLE Approved 2 Total
    Iowa CLE Approved 2 Total
    Idaho CLE Approved 2 Total
    Illinois CLE Approved 2 Total
    Indiana CLE Approved 2 Total
    Kansas CLE Approved 2 Total
    Kentucky CLE Approved 2 Total
    Louisiana CLE Approved 2 Total
    Maine CLE Approved 2 Total
    Minnesota CLE Approved 2 Total
    Missouri CLE Approved 2.4 Total
    Northern Mariana Islands CLE Approved 2 Total
    Montana CLE Approved 2 Total
    North Carolina CLE Approved 2 Total
    Nebraska CLE Approved 2 Total
    New Hampshire CLE Approved 2 Total
    New Jersey CLE Approved 2.4 Total
    New Mexico CLE Approved 2 Total
    Nevada CLE Approved 2 Total
    New York CLE Approved 2 Total
    Ohio CLE Pending 2 Total
    Oklahoma CLE Approved 2.5 Total
    Oregon CLE Approved 2 Total
    Pennsylvania CLE Approved 2 Total
    Rhode Island CLE Approved 2 Total
    South Carolina CLE Approved 2 Total
    Tennessee CLE Approved 2 Total
    Texas CLE Approved 2 Total
    Utah CLE Approved 2 Total
    Virginia CLE Approved 2 Total
    Vermont CLE Approved 2 Total
    Washington CLE Approved 2 Total
    Wisconsin CLE Approved 2 Total
    West Virginia CLE Approved 2.4 Total
    Wyoming CLE Approved 2 Total
    Live Online
    2 Pennsylvania CLE
  • AI Connectors: Making AI Work With(in) Your Practice Tools

    Generative AI

    Credits Available
    Credit Status Total
    California MCLE Paralegal Approved 4 Total
    Alaska CLE Reciprocity 4 Total
    Alabama CLE Approved 4 Total
    Arkansas CLE Approved 4 Total
    Arizona CLE Approved 4 Total
    California CLE Approved 4 Total
    Colorado CLE Approved 5 Total
    Connecticut CLE Approved 4 Total
    Delaware CLE Approved 4 Total
    Florida CLE Approved 5 Total
    Georgia CLE Approved 4 Total
    Hawaii CLE Approved 4 Total
    Iowa CLE Approved 4 Total
    Idaho CLE Pending 4 Total
    Illinois CLE Approved 4 Total
    Indiana CLE Approved 4 Total
    Kansas CLE Approved 3 Total
    Kentucky CLE Approved 4 Total
    Louisiana CLE Approved 4 Total
    Maine CLE Approved 3 Total
    Minnesota CLE Pending 4 Total
    Missouri CLE Approved 4.8 Total
    Northern Mariana Islands CLE Approved 4 Total
    Mississippi CLE Approved 4 Total
    Montana CLE Pending 4 Total
    North Dakota CLE Approved 4 Total
    Nebraska CLE Approved 4 Total
    New Hampshire CLE Approved 4 Total
    New Jersey CLE Approved 4.8 Total
    New Mexico CLE Approved 4 Total
    Nevada CLE Approved 4 Total
    New York CLE Approved 4.5 Total
    Ohio CLE Approved 4 Total
    Oklahoma CLE Approved 5 Total
    Oregon CLE Approved 4 Total
    Pennsylvania CLE Approved 4 Total
    Rhode Island CLE Approved 4.5 Total
    South Carolina CLE Approved 4 Total
    Tennessee CLE Approved 4 Total
    Utah CLE Approved 4 Total
    Vermont CLE Approved 3 Total
    Washington CLE Approved 4 Total
    Wisconsin CLE Pending 4.5 Total
    West Virginia CLE Approved 4.8 Total
    Wyoming CLE Approved 4 Total
    Delaware Certified Paralegal Program Approved 4 Total
    Florida Registered Paralegal Approved 5 Total
    Indiana Paralegal CLE Approved 4 Total
    Montana CLE Credit for Paralegals Approved 4 Total
    New Mexico Paralegal Division, State Bar of Approved 4 Total
    Ohio Certified Paralegals Approved 4 Total
    Texas State Bar of Paralegal Division Approved 4 Total
    Live Online
    4 Pennsylvania CLE
  • AI Law Practical Primer

    Generative AI

    Credits Available
    Credit Status Total
    Alaska CLE Reciprocity 3 Total
    Alabama CLE Approved 3 Total
    Arkansas CLE Approved 3 Total
    Arizona CLE Approved 3 Total
    California CLE Approved 3 Total
    Colorado CLE Approved 4 Total
    Connecticut CLE Approved 3 Total
    Delaware CLE Approved 3 Total
    Florida CLE Approved 3.5 Total
    Georgia CLE Approved 3 Total
    Hawaii CLE Approved 3 Total
    Iowa CLE Approved 3 Total
    Idaho CLE Approved 3 Total
    Illinois CLE Approved 3 Total
    Indiana CLE Approved 3 Total
    Kansas CLE Approved 3.5 Total
    Kentucky CLE Approved 3 Total
    Louisiana CLE Approved 3 Total
    Maine CLE Approved 3 Total
    Minnesota CLE Approved 3 Total
    Missouri CLE Approved 3.6 Total
    Northern Mariana Islands CLE Approved 3 Total
    Mississippi CLE Approved 3 Total
    Montana CLE Approved 3 Total
    North Carolina CLE Approved 3 Total
    North Dakota CLE Approved 3 Total
    Nebraska CLE Approved 3 Total
    New Hampshire CLE Approved 3 Total
    New Jersey CLE Approved 3.6 Total
    New Mexico CLE Approved 3 Total
    Nevada CLE Approved 3 Total
    New York CLE Approved 3.5 Total
    Ohio CLE Approved 3 Total
    Oklahoma CLE Approved 3.5 Total
    Oregon CLE Approved 3 Total
    Pennsylvania CLE Approved 3 Total
    Rhode Island CLE Approved 3.5 Total
    South Carolina CLE Approved 3 Total
    Tennessee CLE Approved 3 Total
    Texas CLE Approved 3 Total
    Utah CLE Approved 3 Total
    Virginia CLE Approved 3 Total
    Vermont CLE Approved 3 Total
    Washington CLE Approved 3 Total
    Wisconsin CLE Approved 3.5 Total
    West Virginia CLE Approved 3.6 Total
    Wyoming CLE Approved 3 Total
    Arizona CPE for Accountants Approved 3.5 Total
    New York CPE for Accountants Approved 3.5 Total
    Washington CPE for Accountants Approved 3.5 Total
    Wisconsin CPE for Accountants Approved 3.6 Total
    CPE for Accountants/NASBA Approved 3.5 Total
    Live Online
    3 Pennsylvania CLE